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ONGOING COMPLIANCE

FCT understands that good compliance is central to a successful business, and seeks to develop a close working relationship with all of our clients to provide the best possible supporting framework. We offer a full range of consultancy services to a diverse portfolio of regulated firms which is designed to provide proportionate and pragmatic guidance on all relevant compliance issues. 

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FCT undertakes formal compliance monitoring at a frequency appropriate to each client, as well as ad hoc assignments and project work including targeted reviews and mock FCA assessments. We also provide all essential compliance documentation, regulatory updates, and reviews in response to FCA rule changes.  

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Whether you are new to FCA regulation or an established firm, we would be delighted to discuss how FCT could contribute to the ongoing success of your business.

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